Rozwadowski's Change

From: Torsten
Message: 65418
Date: 2009-11-13

It turns out that this mysterious /a/ for /e/ in the Northern Substrate (hm, vel sim.) that Douglas and I discussed and which Udolph mentioned for Slavic river names, actually has that above name.

Henning Andersen
Slavic and the Indo-European Migrations, in
Language Contacts in Prehistory,
ed. Henning Andersen,
pp 62-64

'2.4 Word-initial laryngeals
The regular reflexes of initial laryngeal + *e in Slavic and Baltic are PS, PB e- for PIE *h1e- and PS, PB a- for *h2e- and *h3e-. However, in a number of lexemes Proto-Slavic and Proto-Baltic have irregular reflexes of such initial sequences. There are two cases to consider.

2.4.1 Rozwadowski's Change. In a number of lexemes, Proto-Slavic and/or Proto-Baltic have initial e- or doublets with initial e- || a- for PIE *h2e- and *h3e-, a peculiarity first described by Rozwadowski (1915). See Table 6.

It must be mentioned that both language groups have had a change in recent prehistory (perhaps around the beginning of our era) of initial e- to a- with characteristic geographical distributions of the reflexes, disturbed, however, by the Slavic territorial expansion as well as by the westward displacement of the Lithuanians (cf. Section 2.2). The reflexes of this recent change are: in Slavic, mainly o- in Russian, otherwise commonly o- in central dialects, je- in peripheral Slavic dialects; in Baltic, mainly a- in Old Prussian, in eastern Lithuanian dialects a-, elsewhere in Lithuanian and in Latvian, e-). Although the recent changes obscure the reflexes of the proto-language initials somewhat, the distinction between PS and PB e- and a- is clear enough, and it is clear as well that the recent changes affected PS, PB e- from *h1e- and from *h2e- and *h3e- on equal terms (Andersen 1996:88-112).

Remarkably, most of the examples of Rozwadowski's Change show morphological differences between the Slavic and Baltic languages. Consider the difference between PS al-k-u-ti- and PB el-k-u:-n-e:- "elbow", both apparently sharing one layer of derivation and then diverging. Or consider the difference between PS el-i-x-a:- || al-i-x-a:- and PB el-s-ni- || al-s-ni- "alder", where the morphological difference provided different environments for the Ruki Change.

Or note the different ablaut grades in PS el-au-a- || al-au-a- and PB el-u-a- || al-u-a- "tin", or the sat&m and centum (pre-sat&m) reflexes of PIE *k^ in PS es-e-ti-"rack" and PB ek-e-ti-a:- "harrow". All these differences must have developed subsequent to Rozwadowski's Change. If one assumes the contrary, it is impossible to understand why a change in a word-initial vowel would have affected predominantly (actually seven out of eleven) synonymous lexemes with morphologically distinct by-forms in different (ante-)Slavic-Baltic dialects while leaving dozens of other lexemes with initial PS, PB a- untouched. The morphological differences clearly go back to before the Sat&m Change (cf. "harrow") and the Ruki Change (cf. "alder") and remind one of the morphological differences among the centum (pre-sat&m) accessions mentioned in Section 2.1.2. One can conclude, then, that Rozwadowski's Change is older than the dialectal differentiation reflected in these morphological differences.

Even more remarkable, considering the early date of the change, is this: if the Rozwadowski lexemes are plotted on a virtual map - assuming the same geographical disposition of (pre-)Latvian, (pre-)Lithuanian and Common Slavic as at the beginning of our era - one can discern (or construe) spatial relations among the e- || a- reflexes which, if they are not a mirage, amount to a pale reflection of the change's extension in a central region of a presumable ante-Slavic-Baltic dialect continuum. In Slavic, the e- doublets in PS elaua- and erila-, which are limited to one language each, may have been northern before the migrations, that is, contiguous to Baltic (or quasi-Baltic) dialects with e-. Otherwise a- variants occur mostly in western Slavic dialects; in Baltic, there are more a- doublets in Latvian than in Lithuanian, and more in Old Prussian than in the East Baltic languages (Andersen 1996:99-101).

This virtual geographical difference is similar to the differences in the distribution of lexical doublets with velar and sibilant reflexes of PIE *k^, *g^(h) (Section 2.1.2), where a central area represented by Lithuanian shows a greater concentration of discrepant dorsals than the peripheral areas to the north (Latvian) and south (Common Slavic).

There is no way of accounting for Rozwadowski's Change as a purely phonological change in pre-Slavic and pre-Baltic (Andersen 1996:103). But of course the discrepant PS, PB e- forms may reflect a regular change in some ante-Slavic-Baltic dialect. If they are to be understood as intrusions, as their geographical distribution suggests, there are several possible interpretations. The most likely seems to be that (i) the e- forms reflect substratum dialects with a markedly different realization of open vowels than the prevailing dialects. If the substratum had, say, e [è] vs. a [a], but the prevailing dialect e [æ] vs. a [o], individual substratum forms with a [a] might have been interpreted by speakers of the prevailing dialect as having e [æ]. Or (ii) perhaps they reflect a substratum that after the loss of laryngeals had merged its low vowels in [æ]. In such a situation, substratum variants without the (initial) vowel distinctions might easily intrude into the tradition of the prevailing dialect. (See further Andersen 1996:111-112.) Be this as it may, the fact of the change and the pale reflection of its apparent geographical distribution are data that point to a distant ante-Slavic-Baltic substratum.

...

PS al-k-u-ti- "elbow", LCS olkUtI, R lokot'.
PB el-k-u:-n-e:- || al-k-u:-n-e:- "elbow", OPr. alkunis, La. è,lkuons, Li. alkú:ne., d. elkú:ne.. PIE *hxh3-el-.
Cf. Skt. aratní-, Av. ar&thna-, Gr. o:léne:, o:llon, Lat. ulna (*olena:), OIr. uílen, Go. aleina, OHG elina.

PS el-au-a- || al-au-a- "lead (Pb)", Bg. o. elav(o), elsewhere *o-: R olovo.
PB e:l-u-a- || a:l-u-a, OPr. elwas 'tin', alwis "lead", La. al^vs "tin", Li. álvas "idem".

PS elix-a:- || al-i-x-a:- "alder", R ol'xa, SC jels^a, d. jelha.
PB el-s-ni- || al-s-ni- || al-is-ni- "alder", OPr. alisknas («Abskande»), La. àlksna, Li. e~lksnis, alìksnis.
Ante-IE *al(V)s-.
Cf. Mac. álidza (Hesych.), Lat. ulnus (*alisnos), OHG elira, Gm. Erle, ON o,lr, jo,lstr "willow", Fr. alise "rowanberry" (< Gaul. *alisia).

PS epsa:- || apsa:- "aspen Populus tremula", R osa, osina. PB ep(u)s^e:- || apse-, OPr abse, La. apse, Li. ãpus^e, e~pus^e (contaminated with pus^ìs "pine"). Ante-IE (?) *asp-.
Cf. OHG aspa.

PS erila- || arila- "eagle"
LS jerjol/, elsewhere *o-: R orël. PB erelia-, OPr. arelie, La. èrglis, Li. ere~lis. PIE *h3er-. Cf. Go. ara, Eng. erne, Gk. órnis "bird", Hitt. haras^, haranas^ "eagle".

PS esera:- "prickly stuff, P d. jesiora "fish bone".
PB es^eria- || as^eria- "perch Perca fluvialis", La. asers, Li. es^ery~s. PIE *h2ek^-er-o-.
Cf. OHG ahira, Gm. Ähre, Eng. ear (of grain), PIE *h2ek^-er-a:-. Slavic and Baltic have a- in the underlying adjective and all other derivatives: OCS ostrU "pointed", Li. astrùs "idem". PS eseti-, P d. jesiec´ "grain sieve", R oset' "grain rack". PB eketia:- "harrow", OPr. aketes, La. ece:s^as, Li. ake.´c^ios, d. eke.´c^ios.
PIE *h2ek^-.
Cf. OHG egida, Lat. occa (< *oteka: < *oketa:), Gk. oksina (Hesych.).

Table 6: PS, PB e- for PIE *h2e-, *h3e-'

It is interesting that the PB and PS "lead(Pb), etc" word seems to have the same relationship to the South and West word for the same metals
http://tech.groups.yahoo.com/group/cybalist/message/36844
http://tech.groups.yahoo.com/group/cybalist/message/36854
http://tech.groups.yahoo.com/group/cybalist/message/36874
as the Northern "apple" words have to Latin ma:lum etc.
http://tech.groups.yahoo.com/group/cybalist/message/64469

Should a common "lead(PB), etc" be reconstructed *aNlau- instead?


Torsten