Re: [tied] The Wizard of **-oz

From: Piotr Gasiorowski
Message: 4825
Date: 2000-11-23

The "null hypothesis" is the most parsimonious one. If morphological conditioning accounts for the observed facts, why introduce exotic phonemes praeter necessitatem? You talk about the phonological development of *-os in masculines and *-os in s-stems as if other things were equal. But in *k^lewos *-os is part of the stem, while in *wlkWos we have an inflectional ending (and in pre-Slavic the morphological division was already *wilk-as rather than *wilka-s).
 
It's not unusual for the same phoneme to develop differently in grammatical morphemes and in lexical stems. Let me give you a few characteristic examples from the documented history of English.
 
Example 1: In Old English all final fricatives were voiceless. More recently, originally final [-s] became voiced in inflectional endings, but not stem-finally or in derivational suffixes (I ignore special cases like inflections following voiceless consonants). This is why we have house, palace, kindness and careless with [-s], but horses, John's, stones and moves (verb or noun) with [-z]. Interestingly, lexicalised plural or genitival formations in which internal morphological structure has been obscured through reanalysis, have [-s] (e.g. bodice, else), while former singulars reanalysed as plurals have [-z] (gallows, bellows). We even have pairs like once [-s] and one's [-z], both reflecting Old English a:nes, Gen.sg. of 'one'.
 
Example 2: Old English initial fricatives were voiceless as well. In Middle English, the dental fricative /T/ underwent voicing to /D/ in function words (the, this, that, thou, there, then, thither, thence, though, thus, etc.), but not in content words (three, thump, thwart, thigh, thought, etc.).
 
Example 3: English finger [-Ng-] doesn't rhyme with singer [-N-] (except locally in NW England), though both derive from OE words with medial [-Ng-]. Of course it's the morphological boundary in singer (sing#er) which makes all the difference in Modern English.
 
In none of these cases would it make sense to postulate two original phonemes rather than phonological changes sensitive to the morphological environment. My claim is that the case of *-os in Slavic is as clearcut as any of these English examples. Baltic has -as in masculines and there's little doubt that the Balto-Slavic ending was just that. Then something happened in pre-Slavic: most likely, in my opinion, the falling together of *-a (< *-as < *-os) and *-u (< *-ux < *-us) in the Nom.sg. (after the change *-aN > *uN both paradigms had the same Acc. endings). This happened only in inflections, not in syllables that belonged to stems, which is why *slawa(s) 'word' or *neba(s) 'heaven' were not affected.
 
Nom.  Acc.
 
*-i : *-i in i-stems
*-u : *-u in u-stems
*-a : *-u in thematic masculines --> *-u : *-u
 
As in English (Example 1), one could expect some thematic masculines to retain the original ending in fossilised combinations, e.g. with an enclitic. This is precisely what we find in OCS: rodosI '(this) family', rabotU '(that) servant' < *rada-si, *arba-tu.
 
I wonder if there were enough Slavic s-neuters to account for the generalisation of -o (< pre-Slavic *-a) in thematic neuters (there are about 20 examples, and not all of them equally good). The influence of *tod remains a serious possibility. At a certain point, after the loss of final consonants, pre-Slavic had *ta 'it, that (n.)' beside neuters like *slawa 'word' and *si:tu 'sieve'. Compare the following:
 
sg.            pl.
 
t-a si:t-u     t-a: si:t-a:
t-a slava-     t-a: slawes-a:
 
The replacement of *si:t-u by *si:t-a strengthened the formal symmetry between pronouns and thematic nouns (already established for masculines and feminines!), but not between thematics and s-neuters (which retained their *-es- before all case endings). It appears, therefore, that the influence of the demonstrative pronoun was crucial in this process.
 
Piotr
 
 
 
----- Original Message -----
From: Miguel Carrasquer Vidal
To: cybalist@egroups.com
Sent: Thursday, November 23, 2000 12:44 AM
Subject: Re: [tied] IE *-su and the Nostratic "equational" marker *-n :)

>These "extra explanations" have been provided by many authors. The problem has always been of interest to Slavicists. Would you also say that Slavic *-U (as in the Acc.sg.m.) and *-o (as in the Nom./Acc.sg.n.) cannot both derive from IE *-om?

Obviously not.  The o-stem neuters in -o can only be explained (from
what I've seen) as deriving from *-od (the ending taken over from the
pronoun *tod), or from the neuter s-stems (nom/acc.sg. *-os).  The
first solution cannot be ruled out, although it lacks parallels (*-od
was nowhere else transferred to the neuter o-stems).  The second
solution again leads to the paradox found in the masc. o-stems:  how
can PIE *-os give OCS -U in the o-stems but -o in the s-stems (c.q.,
by analogy, the neuter o-stems)?  Before recurring to morphological
conditioning factors, one should first investigate the "null
hypothesis" that the two *-os were not the same phonetically.  As it
happens, there is at least one very good reason to think so: if we
disregard the thematic nom.sg., the quality of the thematic vowel, *e
or *o, can be predicted exactly by looking at the consonants following
it: if it is voiceless (*-e-t (incl. *-e-nt), *-e-s, *e-h1, *-e#), we
have *e, if it is voiced (*-o-m, *-o-d, *-o-i, *-o-u, *-o-bh), we have
*o.  The major exception is indeed the nom.sg. *-os (and gen.sg.
*-osyo, if the first *o is a thematic vowel at all). Using internal
reconstruction, we might thus want to reconstruct this as **-oz.  The
speculation becomes less boundless if we consider the evidence from
Slavic that nom.sg. *-os is unlikely to have been the same as the *-os
from the s-stems (with, as far as we know, real voiceless *s).  (But
the question I haven't cracked yet is: was the *-o- really the same in
both?)